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By Becky Jungbauer | November 4th 2009 06:06 PM | 5 comments | Print | E-mail | Track Comments
About Becky

A scientist and journalist by training, I enjoy all things science, especially science-related humor. My column title is a throwback to Jane

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Instead of using someone else's urine in random drug testing, perhaps criminals can step it up a notch on the scientific ladder and use someone else's genome.

Can your genes ever absolve you of responsibility for a particular act?

New Scientist features a story that asks that very question, regarding the case of a man whose sentence was reduced because he had "gene variants linked to aggression."
In 2007, Abdelmalek Bayout admitted to stabbing and killing a man and received a sentenced of 9 years and 2 months. Last week, Nature reported that Pier Valerio Reinotti, an appeal court judge in Trieste, Italy, cut Bayout's sentence by a year.

Should you be able to use genes as a legitimate defense? Nita Farahany, a legal scholar at Vanderbilt, who tracks the use of behavioural genetics in the courtroom, says no.
She says genes may provide a guide as to how someone is likely to behave, but they will never tell us why they committed a specific act. "It doesn't tell us why they did the thing they did and that's what criminal cases are ultimately interested in."

Besides, it's completely ignoring nurture (of the nature versus nurture debate) and, most importantly, personal choice and responsibility.

Several comments on Slashdot, where I originally spotted the story, made excellent points.

"Anyone who mounts a "my genes made me do it" defense should realize that their genes are, for now, immutable and so they are effectively claiming that they cannot be successfully rehabilitated and must be monitored or otherwise controlled for the rest of their lives."

"If this really is genetic, wouldn't that be an argument for the death penalty as a method of selecting against that gene? Seems to me that giving such a light sentence is counterproductive here, if in fact it is genetic."

Totally appropriate buttslap to CmdrTaco, athletic or no, Josh.

Comments

Gerhard Adam
On the surface this is certainly a disturbing use of genetics, however it would be useful if more information were available regarding this trial.  From my understanding, the sentence of 9 years was already a reduction because the accused's psychiatric state (i.e. mental illness) was considered a mitigating factor.

Since the sentence was already reduced based on such mitigation, the reduction of another year by extending that mental illness as being genetically predisposed makes a bit more sense.  It's still an incorrect use of such science, and it begs the question about why mental illness should be a mitigating condition, unless some other treatment has been ordered by the court.

The primary problem is that the science isn't well known enough to be applied in this fashion, so the judge is certainly being a bit premature.

In particular, this kind of case is too easy to criticize without hearing all the elements of what determined the sentence in the first place.  Even without the genetic component, I wondered why a murder only warranted a 9 year sentence.  However, if there are other circumstances involved, as well as what the judge considered to be mitigating factors, then we should explore those before jumping the gun on this.

This is a note from the two court experts (Pietro Pietrini, molecular neuroscientisit from the University of Pisa and Giuseppe Sartori, Cognitive Neuroscientist from the University of Padova) involved in the Bayout case in Italy. (see Nature news: ttp://www.nature.com/news/2009/091030/full/news.2009.1050.html)

No es mi culpa: son mis genes
Bad genes get a ligther sentence
Strafmilderung wegen "schlechter Gene"
The "DNA Pardon": Murder sentence genetically reduced
Un juge italien découvre le gène du meutre

These titles, used to summarise a decision from an Italian Criminal Court on a case of "diminuished capacity" due to psychiatric problems, are ill-posed and do not represent the core issue of this forensic case. Nowhere in our report or in the judge decision it is claimed a causal link between genes and criminal behaviour.

Dimisnuished responsibility was proved by a casual link (required by Italian criminal law) between a pathological mental state and and the criminal behaviour. The crime (homicide) resulted to be a symptom of the undelying psychiatric disorder. The defendant had a reduced capacity to "do otherwise" due to his mental illness.

Given that psychiatric symptoms may be easily faked as they are mostly based on the defendant's verbal report, the objectivisation of the "disease of the mind" is therefore critical.
Evidence that the psychiatric phenomenology causally linked to the crime has a "hard" neural basis was investigated using neuropsychological assessment, MRI and fMRI (using the stop-signal as activation task) and molecular genetics. Cognitive and molecular neurosciences aìwere not used to causally explain the crime but to insturmentally prove the "hard" correlates of themental illness wichi symtpoms are acusally linked to the crime.

We have found that the psychosis was also accompanied by other severe cognitive disorders, by a dysfunctional frontal lobe and a sfavorable genetics. We have assessed the defendant, previously evaluated only with a psychiatric interview, also with a full neuropsychological, imaging (morphological and functional) and genetic evaluation. The psychiatric interview may be may be easily faked by the defendant and it has a unsatisfacory inter-rated concordance. Neuroscience methods may, therefore, be used to better picture the "disease of mind" but can say nothing, contrary to what seems attributed to us, about the direct proximal causal link with the crime.The symptoms which, by incontrovertible evidence, are linked to the crime are a fully blown untreated psychotic state characterised by delusions of persecuzione, lowIQ, a very poor "theory of mind", and control of impulse. THESE ARE THE DIRECT CAUSES OF THE CRIME NOT THE BRAIN OR THE GENETIC.

In order to better characterise the required "disease of the mind" there is the legal requirement to show that the disease has a biological basis.Altered brain functioning in controlling behaviour and genetics are the required biological markers of the "disease of the mind". The only methods that can respond to this requirements are the methods of neuroscience that we have applied. THE CRITICAL ISSUE IS WHETHER THERE ARE BETTER TECHNIQUES, TO ADDRESS THIS ISSUES OTHER THAN THE ONE USED BY US? WE BELIEVE THE RESPONSE IS NO.

As regards to moleculasr genetics, we sequenced 5HTTLPR, STin2 – VNTR (Variable Number of Tandem Repeats) , rs4680, MAOA, DRD4-1/7. Results showed that for each of the examined genes the Defendant had one or both the alleles found to be significantly associated with aggressive and violent behavior.In our specific case, as I said above, for each of the candidate genes examined the subject had one or even both the alleles associated with a significantly greater risk for abnormal aggression, impulsivity and violence. This is a very sensitive issue and there is a need to be absolutely clear. To date there is NO indication of any DETERMINISTIC effect, that is, there is no genetic variant that determines abnormally aggressive behavior (no cause-effect relationship). What the studies reported in the literature have shown is that possessing one or more specific allele(s) is associated with a significantly greater probability of having abnormal aggressive behavior. That is, possessing such a variant is neither necessary nor sufficient to have abnormal aggressive behavior. However, the incidence of individuals with abnormal aggressive behavior is significantly greater in the group of people with such a variant than in the group without.

It is important to clarify that results from association studies have shown that possessing one or more of these genetic variants makes the individual more vulnerable to the effects of an unfavourable environment, such as childhood abuse and maltreatment or social exclusion (see for instance Caspi et al., Science, 2002; Eisenberger et al., Biol Psychiatry, 2006). Indeed, some of these environmental features were present in the case of our Proband.

In no way the conclusions reported in our evaluation of the defendant can be interpreted in a way that denies free will in favour of a genetic determinism (“I did not do it, my genes made me do it”, like a couple of newspaper titled). Indeed, our conclusion was based on the whole evaluation of the defendant, who showed a limited cognitive development (IQ= 70), a history of psychotic disorder with delusional ideation, a history of social exclusion, abnormal performance on cognitive testing for impulse control, abnormal pattern of brain activity in response to inhibition tasks and, finally, a genetic background associated with a statistically significant higher risk of impulsivity and aggressive behavior, especially in response to provocation. Considered each and all these pieces of evidence, we concluded that the defendant at a greatly diminished capacity, which is, by law, by law a mitigating factor.

Skeptics say that behavioral genetics studies are mostly based on correlations in groups of people so these data is hardly applicable to single individuals. This is false logic. Such a statement, infact, applies to every aspect of medical science. What I mean is that there is no test in medicine that has a sensitivity nor a specificity of 100%. Not even for a diagnosis of hyperglicemia you can rely on a clear-cut reference value, simply because what we call “normal reference values” are obtained through a statistical evaluation of data collected from hundreds of subjects. Thus, such objections are a too simple way to disguise the question. Data are data. In medicine, there is increasing evidence showing that having certain genetic variants increases the susceptibility to certain disease or may affect the likelihood to respond to specific drug treatment. Oncologists already take into account the genetic features of their patients in deciding for the best treatment strategy. In neuroscience, genetic and molecular studies are offering a powerful tool to understand the complex interaction between genetic characteristics and environmental factors in shaping our personality and behavior. This is with no doubt a great step forward. We need to avoid oversimplification as well as mystification. The titles of some news reports I read about this case around the world are simply misleading and untrue. In no way the conclusions reported in our evaluation of the defendant can be interpreted in a way that denies free will in favour of a genetic determinism (“I did not do it, my genes made me do it”, like a couple of newspaper titled). Indeed, our conclusion was based on the whole evaluation of the defendant, who showed a below normal cognitive efficiency (IQ= 70), a history of psychotic disorder with delusional ideation, a history of social exclusion, abnormal performance on cognitive testing for impulse control, abnormal pattern of brain activity in response to inhibition tasks and, finally, a genetic background associated with a statistically significant higher risk of impulsivity and aggressive behavior, especially in response to provocation. Considered each and all these pieces of evidence, we concluded that the defendant at a greatly diminished capacity, which is the requisite by law for a judge to cut the sentence.

The Court recognised all these further data as more convincing than a previous court evaluation based solely on the clinical interview and applied the maximum sentence reduction for "diminuished capacity". This further reduction was worth 8 months.

Becky Jungbauer
Thanks for your thorough response.

To your first point that news titles are ill-posed and do not represent the core issue of this forensic case, I agree. Sex sells, and people use schtick to draw in readers. I do occasionally on this blog. Hopefully when people read they can see that the title is not a summary of my beliefs, but that's a chance we take. It can be misleading, though, and I'm not sure what the solution is.

We in the U.S. have what is colloquially known as the insanity plea, and I do think it serves a purpose in cases where the defendant is truly "at a diminished capacity," as you say. I think too many people have manipulated the system, though, so one is immediately suspicious when one hears about this (guilty before proven innocent, if you will).

You did quite a bit of work to profile this defendant; I imagine the combined evidence from the psychiatric interview and your "neuroscience methods" could be quite powerful. How often is this amount of work done in a case? Are there specific crimes for which you would exert this effort?

This is a great paragraph - I think it sums up the context of the judgment nicely:
To date there is NO indication of any DETERMINISTIC effect, that is, there is no genetic variant that determines abnormally aggressive behavior (no cause-effect relationship). What the studies reported in the literature have shown is that possessing one or more specific allele(s) is associated with a significantly greater probability of having abnormal aggressive behavior. That is, possessing such a variant is neither necessary nor sufficient to have abnormal aggressive behavior. However, the incidence of individuals with abnormal aggressive behavior is significantly greater in the group of people with such a variant than in the group without.

While your description of the defendant sounds like it meets the criteria for diminished capacity, why reduce the sentence? Would the defendant be better served by revising the punishment, i.e. providing some kind of help (be it psychiatric or whatever the person needs)?

Gerhard Adam
While I can't speak with any authority on this, I suspect that part of the problem may be that prosecutors don't leave any options for alternatives except prison.  This may well be due to how the laws themselves are expressed.

Even without alternate help, it doesn't do much good to keep someone incarcerated simply because they do need help and no one has addressed it.  In fact, I would also argue that we need to get over our fascination with incarceration as a "one size fits all" punishment especially for non-violent crimes.

Becky Jungbauer
Agreed, and that's why I asked my last question - wouldn't they be better served revising the punishment?

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