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By Josh Witten | November 6th 2008 06:01 PM | 9 comments | Print | E-mail | Track Comments
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About Josh Witten

100% of this the rugbyologist's revenue is donated to Doctors Without Borders (Medecins Sans Frontieres). A click on one of my articles is a click that helps bring high quality medical care to the... Full Bio

In a paper in Science from October, Jennifer Whitson and Adam Galinsky report that placing people in situations where they lack control increases the false perception of patterns because of a need to impose structure on even random events.

This study is very interesting because it helps us understand why we develop superstitions and the like, which are based on false pattern recognition. It does not, however, speculate on why some of those superstitions take hold and last (e.g., buildings without thirteenth floors) and some do not (e.g., my efforts to get my tee ball team to wear pink socks after a 3-4, 4RBI game and a laundry accident).

I, however, am not above some wild speculation. The defense of superstitions, quack medical treatments, etc. frequently goes like this: A medical treatment works or it does not work. If it works, people who use the treatment are more likely to live, people who don't are more likely to die and the treatment keeps getting used. If it does not work, people who use the treatment are more likely to die, people who don't are more likely to live and the treatment stops getting used. That makes intuitive sense. It sounds a lot like selection, and we like selection.

The Chinese have been using acupuncture for thousands of years, supposedly. It must be safe and effective. People have been eating a Mediterranean diet for thousands of years. It must be good for you. We've all heard these arguments before and probably made some of them ourselves. Let's forget for a moment that acupuncture may not be ancient or Chinese or that Italians only started eating tomatoes in the last 300 years.

Seems intuitive, right? Chances are, however, that our intuition is just flat out wrong. Why? Evolutionary theory says we are wrong.

The principles of evolutionary theory can be applied to any system that consists of discrete, varying, replicating units. In fact, most of those evolutionary principles were developed before we knew that genes were made of DNA. In this sense, ideas are like genes. They are relatively discrete. They have different versions. They can replicate. A brief illustration of this point follows.

Ideas are discrete

Idea 1: What is your favorite ice cream flavor?
Idea 2: What is your favorite color?

Ideas have different varieties

Idea 1.1: I like mint chocolate chip.
Idea 1.2: I like vanilla.

Ideas can replicate

Person A: I can't decide if I prefer mint chocolate chip or vanilla.
Person B: I like mint chocolate chip.
Person A: B is right. Mint chocolate chip is better than vanilla.

So, maybe the superstitions that last are selected for? Often, when people (including scientists) think evolution, they think selection, but they forget about the three other forces that drive evolution: drift, mutation, and migration. Selection and drift are related, as they both act to reduce variation. We are going to be interested in the interplay between selection and drift.

Drift is the effect of random chance on populations. Because real populations are not infinite, not all individual random effects are balanced out by random effects in the opposite direction. In real populations, random events affect outcomes. As the population size decreases, drift becomes more important and selection becomes less efficient (i.e., larger selective benefits are needed to overcome the effects of drift). Eventually, drift could lead to the fixation (everybody has the same version of the gene or idea) of a gene or idea with no fitness benefit or, even, a negative fitness effect.

There is a range of fitness effects within which the gene or idea variant acts like it has no effect on fitness, even if it has a positive or negative fitness effect in individuals (expressed as the coefficient of selection, which how much proportionally less fit one version is compared to the more fit version). This range is dependent on the effective population size (the number of randomly mating individuals needed to explain the population genetics of a group) according to the equation s=1/4Ne, where "s" is the selection coefficient and "Ne" is the effective population size.

The absolute population size for humans is approximately 6 billion. The genetic effective population size is estimated at 10,000. That means that selection dominates for selection coefficients larger than 0.000025 (2.5 excess deaths per 100,000 individuals). What is the effective population size for ideas? With the advent of the internet, one might expect that the effective population size for ideas would be large; but, most information originally comes from wire services or text books. We can make plausible arguments for large or small effective population sizes for ideas.

Let's try an example to estimate a limit to the effective population size for ideas. The by-products of coal burning power plants are estimated (let's use a number I heard once) to kill 30,000 Americans (total population ~300 million) each year. Although 30,000 sounds like a lot, it is only 1 extra death per 10,000 people (s=0.0001). When we rearrange our equation s=1/4Ne to Ne=1/4s, we get an upper-bound for the effective population size for ideas of 2500 (it could be smaller). Is this number reasonable when compared to an absolute population size of 300 million? It is a 5 order of magnitude difference, but not all 300 million of us are freely exchanging ideas with anyone and everyone else. The intellectual equivalent of free sex with the entire population is reserved for a few wire services, television channels, and text books. Maybe 2500 is reasonable.

I wonder how small the effective population size for ideas was in the Europe that used blood letting? Could we reasonably be talking about effective population sizes for ideas of less than 100 people? That is fertile ground for bad ideas. Dark Ages anyone?

Comments

As hard as it may seem to wrap our minds around the effective population for an idea being so small, I look around me at the local trends- the way our lawns are manicured (within a neighbourhood), the cars we see on the road within a radius of say 100km- there are eerie patterns of assimilation, most aparent when you take a drive to another district and the patterns change. When we apply these terms to science and health the significance of the idea population being so miniscule is horrofying. Your example was blood letting- how many modern day examples do we have underfoot, equally horrifying?

This leads me to the ever present doubts that twirl in my mind- fact or fiction, it is what we believe it to be.

adaptivecomplexity's picture
Welcome Josh!

The intellectual equivalent of free sex with the entire population is
reserved for a few wire services, television channels, and text books.

That's got to be true in more ways than one.

So how discrete to ideas have to be to apply the concept of drift to ideas?  Thinking about the history of genetics, Darwin proposed the idea of non-discrete, blending inheritance (in contras with Mendel's ideas of discrete inheritance), and scientists at the time recognized that Darwin's ideas about inheritance were difficult to reconcile with some key aspects of evolution.

I would think that non-discrete inheritance of ideas might pose similar problems.

jtwitten's picture
I think this is where the other two forces of evolution, the ones that increase variation, come into play.  Mutation is pretty easy to grasp.  Recombination, like with real genes, makes the concept of "discrete" genes more murky.  Similarly, linkage affects the purity of the concept also.  The key insight is that the information (be it genetic or memetic) is contained in transmittable units, not like paint in a bucket that can get mixed with paint from another bucket.  Ideas, at some level, eventually consist of bits (neurons firing and the like) just as genes are made of base pairs.  Ideas are probably much more complicated than genes.

Acupuncture, though the benefits are quite arguable, is at least 2,000 years old in China.

Interesting article.

Hank's picture
Things don't have to work all of the time to gain lasting acceptance.   They just have to work often enough.   If I call up one of those sports prediction companies and ask them about the Steelers game, as sure as I am sitting here they will tell half the people that call one team and half the other.   The half that get the wrong answer will never use them again but the half that got the right answer will continue to call even if the next 5 are wrong.

jtwitten's picture
Technically, your sports prediction agency is never working, in that it never does better than random.  What you are describing is a psychological effect from the nature of humans to confuse correlation with causation that would make it even more likely that ideas with no beneficial effect will propagate.

Gerhard Adam's picture
I think another key point is the time factor .... how long can an idea survive before it is either accepted or discredited.  Just as in the case of natural selection, time is a crucial element in determining success or failure, since there is little opportunity for immediate feedback. 

To determine the benefit of anything, it must be given time to see if it works or doesn't.  In addition, we have to determine whether we have applied all the right circumstances to adequately establish whatever conclusion is reached.

In truth, something like the germ theory of disease and the use of antibiotics is eminently implausible until it is coupled with biological knowledge and the ability to test conclusions.  This is precisely why it is difficult for people to distinguish between actions producing results versus those that are mere coincidence.   Our acceptance of antibiotics hinges on the ability for independent tests to confirm our expectations, rather than relying solely on personal experience.

I think that the argument could be made that one of the primary roles of science is to provide a set of "tools" to evaluate natural phenomenon with the specific intent of overcoming our natural biases.  Without trying to pick a fight with other people's beliefs, I think this is another reason for the appeal of most religious views, in that it provides a "one stop shopping" approach to the validation of idea and purports to supply an individual with a coherent worldview that is beyond challenge.

jtwitten's picture
The time factor is an interesting angle.  Classically, an variant needs to rise to certain frequency in the population before it even has an opportunity for selection to act upon it.  Therefore, most variants disappear regardless of their beneficial, or detrimental, effect.  My article was mainly dealing with existing variants that are neutral or slightly deleterious.  Your comment suggests an interesting role for science; namely, establishing the fitness effect of ideas even when they are that low frequency, where normal evolutionary processes would not be able to evaluate its fitness effect.  Essentially, science is a tool for extending the realm of selection.

Gerhard Adam's picture
Without belaboring the point, I think that is precisely the role that science is playing.  Modern society is absolutely dependent upon ideas that have an extremely low frequency.  However, there is also a need/desire to expand these ideas by "popularizing" them for greater inclusion.  There is certainly no surprise that, over time, ideas gain a higher frequency (consider relativity).  However, it would also appear that higher frequency results in a larger number of errors in translating that idea.

I think this also has the potential to encourage firmly established ideas (like belief systems) to "retaliate" in a fashion since the low frequency ideas also tend to be the most complex to gain ground.

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