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By Josh Witten | August 26th 2009 06:20 PM | 13 comments | Print | E-mail | Track Comments
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About Josh Witten

100% of this the rugbyologist's revenue is donated to Doctors Without Borders (Medecins Sans Frontieres). A click on one of my articles is a click that helps bring high quality medical care to the... Full Bio

The New Scientist trying very hard to be inflammatory, but mostly being simple, cause this is not even the worst area he was "wrong" in, but it all pretty much came down to living in the fraking 1800s
. . .but not about natural selection. 

In The Expression of the Emotions in Man and Animals, Charles Darwin argues for the universal recognition of emotion based on facial expression in birds[1] and mammals:
...the young and the old of widely different races, both with man and
animals, express the same state of mind by the same movements.

Plate VI from "The Expression of the Emotions in Man and Animals"
Researchers at the University of Glasgow[2], decided to test the hypothesis that relationship between facial expression and emotion is universal among humans.  To do so, they asked 13 East Asian men and 13 Western men (the study's demographic terms) to identify the emotions being expressed by a standard test set of faces used for research in the West.  Previous studies are generally interpreted toh suggest that the relationship between facial expression and emotion is universal for humans, but some studies suggested cultural heterogeneity.  This study examined this question with improved detail and technology.  In contrast to those previous studies, the University of Glasgow research team found that the Westerners had no problems identifying the emotions from facial expression, but the East Asian subjects performed worse, misidentifying disgust as anger (and possibly fear as surprise).

They also suggest a potential explanation for this result (correlation, not causation) in an analysis of eye tracking data showing where the subjects were looking during the test.  The Westerners spread their attention evenly over the entire face, while the East Asians spent more time on the eyes.
showing that Eastern observers use a culture-specific decoding strategy that is inadequate to reliably distinguish universal facial expressions of ‘‘fear’’ and ‘‘disgust.’’ Rather than distributing their fixations evenly across the face as Westerners do, Eastern observers persistently fixate the eye region.  Using a model information sampler, we demonstrate that by persistently fixating the eyes, Eastern observers sample ambiguous information, thus causing significant confusion.
-from the abstract of "Cultural confusions show that facial expressions are not universal"

They conclude that such cultural differences in the encoding and decoding of emotion could lead to difficulties in cross-cultural communication.

Does this study show that Darwin was wrong about the relationship between facial expression and emotion being universal?  Let's take a look at some aspects of the results and the conclusions. 
1. Study design
2. Meaning of universality
3. Use of information
4. Within-group variation vs between-group variation

Study Design
Actually, there is not much to complain about here, except that the study is not particularly large, with only 13 individuals in each group (maybe only twelve, if you exclude an outlier individual amongst the East Asians-more on this bad boy later).  Nothing negative here, except to say that this makes the study more suggestive (not in the fun way) and preliminary, rather than definitive.

Meaning of Universality
Does universality require inerrant identification of emotion from facial expression?  That seems a bit extreme.  So, how good is good enough?  The true metric is the utility of my reaction to the perceived Grizzly Bearsstimulus of the expression.  If I interpret the aggressive growl of a grizzly bear as happiness and desiring a hug, well my reaction to the perceived stimulus is likely to be very non-utilitarian for me (perhaps more so for the bear's stomach).  If, however, I misinterpret my dog's look of fear for one of surprise, I might still have a relatively utilitarian response.  Without immediately thinking "THREAT!", my first reaction would be to look for the source of surprise, which might lead to the discovery of an aggressive grizzly bear that would allow me to reevaluate my conclusion about the dog's emotions and respond even more appropriately.  Similarly, disgust and anger could cause similar results.  I'm not going to pet a dog making either face, nor will I eat any of whatever it ate right before making such an expression.  The confusions identified in this study were not between extremely divergent emotions.  The statistical variation between cultures may not lead to a functional lack of universality at the utilitarian level.     

Use of Information
The researchers took a decoding/information approach to their results.  Because the emotion expressing faces were Western identified a statistics skewing "unusually accurate observer".  Could this individual, through familiarity, have a better understanding of the "Western" coding system than the other East Asian subjects?  This study was very focused (as it should be for a question of this difficulty), but, as a result, cannot address how non-facial information might be incorporated.

 "Horror and Agaony" from "The Expression of the Emotions in Man and Animals" by Guillaume DuchenneIf I might offer a personal anecdote on this topic (remember anecdotes are not evidence).  A while ago, I worked with an Indian rotation student.  While we talked about his project, he would shake his head horizontally.  In my cultural idiom, this gesture signals disagreement or confusion.  In his cultural idiom, this gesture signals agreement or understanding.  This situation seemed ripe for the kind of cultural miscommunication the researchers fear.  Fortunately, I was incorporating additional information in my efforts to decode his expression, such as knowledge of his geographic and cultural origin.  Although use of this additional, non-intuitive (to me) information required a titch more cognitive effort on my part, I found that both my brain cells were able to handle the situation relatively seamlessly.

Although cultural differences in emotional coding can lead to ambiguous information, the existence of additional, correlated information (e.g., awareness of other cultures, sound, environment, etc.), which may not be used as consciously with individuals from the same culture, could greatly improve the accuracy, but was not examined in this research.

Within-group Variation vs Between-group Variation 
The presence of variation within a group does not necessarily that there is variation between groups.  Within-group variation can be observed in a characteristic that appears to be shared between groups for several reasons.  First, there is simple chance.  If one happens to pick variants from different groups that happen to share a characteristic, but do not share it with everyone in the group, one will perceive universality between groups.  For example, from the images below, one might conclude, incorrectly, that red hair is universal among mammals: 
Orangutan
Second, minor negative effects due to variation from the universal condition may be so small as to allow variation over small time scales (within-group), but universality over longer time scales (between-group).

A molecular example of this phenomenon can be found in the so-called ultraconserved elements.  An ultraconserved element was arbitrarily defined as a string of at least 200 base pairs of DNA that is identical in the human, mouse, and rat reference genomes.  As this study shows, these universal DNA sequences (at the scales Darwin was sequencing) vary within the human population.  Even DNA sequences that are perfectly conserved between groups (i.e., universal) can vary within groups.  In this case, the cause of this perceived issue appears to be combination of general misunderstandings of the effects of even weak selection and chance when choosing the individuals to be sequenced for hte reference genomes.  

Conclusion
Was Darwin wrong?  I think we have to give this one a pretty robust, "Meh."  It really depends on how strictly you define "universal."  And, we all know how tricky definitions can be.  At least until somebody conducts my man-grizzly bear-dog experiment.

*Hat tip to Steven Novella of NeuroLogica.

NOTES
1: In fairness, the study discussed deals with facial expression only.  Darwin is clearly referring to facial expression and body language, cause who can tell what the frak a bird is thinking from looking at its face.  Damn thing doesn't even have lips.
2: Speaking of Scotland, I highly recommend the single malt scotch Ardbeg Airigh Nam Beist, of which I happily dropped a dram the other day. 


Comments

Hi Josh,
You may want to compare the ref you give for selection on ultras (PMID: 17357075)
with the following one - PMID: 17702936, which IMHO is more rigorous.
Like you say, there is definitely variability within groups, but in the case of these elements
that variability is almost never allowed to fix in the evolving population.
And while the subset of elements chosen is indeed arbitrary, they are perfect representatives
of the phenomenon itself - excessive persistent conservation whose roots we do not understand.

jtwitten's picture
Actually, we understand it pretty well.  Very small selection coefficients can lead to conservation over evolutionary time, but still allow observed variation within groups.  This goes against the initial view that such "astounding, perfect conservation" must be due to extremely intense selection.  Essentially, the relationship between conservation and selection strength is not strictly linear

I Agree. I still find the spatial density itself - nearly/every base matters - striking, and unexplained.

Their conclusion seems a bit Western-centric without testing the opposite case, ie groups of asians and westerners observing asian faces. The actual underlying conclusion may not change (ie cultural differences prevent true inversality of emotional recognition), but the way they've written it makes it sound like asians are "lacking" this ability that westerners have.

jtwitten's picture
I think the orientation of the "right" answers is entirely based on the fact that the facial expression set being used was derived from Western faces and primarily used in Western research.

I agree, but the way they worded their conclusion in the part you excerpted seems pretty biased.

"...Eastern observers use a culture-specific decoding strategy that is inadequate to reliably distinguish universal facial expressions of ‘‘fear’’ and ‘‘disgust.’’

That seems like an overly-broad statement given that the only pictures seen by either group were of western faces. They're making it seem like westerners can and easterners can't, when that wasn't really tested. It can't be said, from this experiment, whether each group would or would not have been able to accurately distinguish the facial expressions of asian faces, for example, or if both groups would have similar or disparate accuracies when observing faces of a third group (africans, pacific islanders, etc) or of a mixed group.

jtwitten's picture
I agree that the wording was poor and had negative implications that I do not think the results support.  I am also inclined to believe that this was the result of academic tone deafness and cutting further explanation for conciseness, rather than bias.

I found both your and the original authors' points unsatisfying. You squirmed around on issues of marginal to absent relevance, such as whether recognition has to be recognition or can be something else (utility of response to recognition/misrecognition). The original authors would make a much clearer point if the recognition difficulty were reciprocal: westerners unable to read East Asian faces. Moreover, the study used standardized facial images, which was presumably seen as a strength. But this choice might have resulted in the use of visual memes that westerners themselves do not exhibit in their own behavior but which by cultural convention they understand.

Actually, a legacy of Darwin's ideas are now known to be sideways. Along with expressions of emotions, blending inheritance was another one of his sideways ideas. Fortunately, by the turn of the twentieth century Mendel's pea experiements were re-discovered that eventually lead to the neo-Darwinism and the Central Dogma of evolution.

jtwitten's picture
Blending inheritance is a poor choice to pick on.  First, Darwin lived 150 years ago.  So, shock and surprise, he wasn't correct on everything.  Second, blending inheritance was rather sensible given the data Darwin had available.  This is what happens for additive genetic traits when the parents represent extreme phenotypes as is often the case in domestic breeding. 

Traits like Mendel's peas are actually the rare, freakish examples.  Fortunately for us, that intrepid monk was forced to work on them instead of watching mice get it on. 

Blending inheritance is only one example of Darwin's issues. Darwin is known for the creation of contradictions. On the topic of the power of natural selection Darwin wrote, 

“Further we must suppose that there is a power, represented by natural selection or the survival of the fittest, always intently watching each slight alteration.”


 Contradicted by -


 “Natural selection should not have preserved or rejected each little deviation.”



Hank's picture
This seems to be a semantic agenda rather than a science one.    Are you going to automobile sites and criticizing Henry Ford because he didn't make the perfect car in 1900? 

Darwin had a good idea.   Newton had a good idea.   We have learned things since then but it does not invalidate their achievements.

Newton discovered natural laws throug the use of the scientific method. Darwin's ultimate goal was to discover, like Newton, the natural laws of evolution. But, unlike Newton Darwin abandoned the scientific method and was able to develop "one long argument" but the natural laws of evolution are as elusive today as they were in 1859. In 1857 Darwin acknowledged, 

"I am quite conscious that my speculations run quite beyond the bounds of true science."

Darwin knew and appreciated the difference between science and speculation.

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