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By Massimo Pigliucci | February 24th 2009 10:08 AM | 11 comments | Print | E-mail | Track Comments
About Massimo

Massimo Pigliucci is Professor of Philosophy at the City University of New York.

His research focuses on the structure of evolutionary

...

View Massimo's Profile
Academia is notoriously resistant to change, which to some extent is a good thing. It was therefore no surprise that when Wikipedia became a phenomenon most academics scoffed at it as a passing fad, fatally flawed by its very core idea: anybody, and I mean anybody, can become a Wiki author and post new entries or edit existing ones. Surely, this will inevitably lead to chaos and complete unreliability, the critics said. But a few years ago a study of a sample of entries compared the accuracy of Wikipedia with that of the unquestionably prestigious Encyclopedia Britannica, and Wikipedia was at least as accurate, in some cases more.

Of course the "open access" model does have its limits and defects, and even Wikipedia has to maintain a certain amount of vigilance and label particular entries as contentious or unreliable if there is too much traffic and a lot of editing and counter-editing (typically concerning political issues or individual politicians). Still, from apparent chaos the system has allowed for the emergence of a reasonably reliable first-look reference source that truly exploits the power of the internet.

It seems that the next case will come from another sacred cow of academia: peer review. This is the system used by modern academics -- both in the sciences and the humanities -- to evaluate a scholarly paper before it is published, the chief gateway to insure the high quality of a publication, be it in philosophy, literary criticism, medicine, physics, or what have you. The way it usually works is that an author submits a paper for consideration to the editor of a journal in the appropriate field. The editor makes a first assessment of the manuscript and, if deemed suitable to the journal, sends it out to two or more reviewers, chosen from among people actively engaged in research and scholarship in the field addressed by the submitted paper.

A certain amount of time later (an amount of time that can be irritatingly long for the authors), the reviews come back with a thumbs up or down verdict, usually accompanied by (anonymous, and sometimes nasty) comments for the authors -- so that they may revise the original manuscript and send it back to either the same journal (if so invited) or to another one. The process repeats itself until either the paper finds its way into a publication or is forever abandoned on the heap of wasted efforts.

The peer review system has its obvious advantages as a gatekeeper for academic publishing quality, but it has equally obvious drawbacks. First of all, the number of reviewers is fairly small, which means that the comments the authors receive may be reflective of the idiosyncratic views of those individuals, and may not necessarily constitute a good assessment of the general value of the paper. Second, often (though not always) the authors don't know who the reviewers are, but the converse is not true, which leads to the temptation of stabbing a rival (or a rival's student) in the back.

One can argue that the real peer review actually takes place over a period of years after the paper (or book) has been published, and it is the result of how, in the long-term, the community at large values the scholarship of the authors. Some papers and books are cited often, some become classics in their field, most are never heard of again -- which in itself is not necessarily an indication of poor quality, but may be a simple reflection of the fact that too many people publish too much.

What I will call the classic peer review system, the one that relies on a small number of editor-selected referees, however, is increasingly under challenge. In the physics community, for instance, it has been normal practice for years to post pre-publication versions of one's paper on internet servers, to get feedback from the rest of the community before formal submission. People can now refer others to these pre-prints by hyperlinks, almost as if they were actual publications, thereby blurring the distinction between formal and informal scholarship. Moreover, an increasing number of open access journals now encourages readers' comments and even rankings to be posted for each paper, occasionally allowing authors to respond and engage in an open dialogue with the community.

This is, I think, a trend that is here to stay, and that will likely completely change the meaning and practice of academic research over the next decade or so. Still, perhaps the most spectacular -- if somewhat under-reported -- case of open peer review showed how the blogosphere can be a more effective guardian of scholarship than a small number of overworked editors and reviewers.

What happened was that two people affiliated with Inje University in Korea, Mohamad Warda and Jin Han, submitted a paper to the prestigious journal Proteomics. The paper was entitled "Mitochondria, the missing link between body and soul: Proteomic prospective evidence," something that should have alerted the Editor, Michael Dunn, and the reviewers that something was amiss (a proteomic paper on dualism and the question of the soul?). Warda and Han's review of the literature was meant as a criticism of the currently accepted theory that the mitochondria (the cellular organelles that are involved in the production of the energy that keeps the metabolism of the organism going) are the result of an evolutionary endosymbiotic event; in other words, that they originated from the engulfment of a bacterial cell by an ancestor of modern plants, animals and fungi.

Warda and Han wrote: "Alternatively, instead of sinking into a swamp of endless debates about the evolution of mitochondria, it is better to come up with a unified assumption. ... More logically, the points that show proteomics overlapping between different forms of life are more likely to be interpreted as a reflection of a single common fingerprint initiated by a mighty creator than relying on a single cell that is, in a doubtful way, surprisingly originating all other kinds of life."

It is difficult to make sense of the badly written phrase (no language editors at Proteomics?), but surely the reviewers should have been a bit surprised by the obviously unscientific phrase "a mighty creator." Regardless of whether one thinks that concepts like soul and divine creators make any sense at all (I don't), they surely do not belong to an ostensibly scientific paper. I am not at all suggesting that Dunn or his reviewers are intelligent design creationists: they simply missed the supernatural references, presumably because they were too busy and distracted by the mountain of very technical language surrounding that specific phrase (though how they missed the title is a bit more difficult to rationalize away).

The happy ending to the story is the result of the normal practice that Proteomics has, together as do many other journals, of posting papers on their web site before they are actually printed. According to an article in the National Center for Science Education Reports, the first to note the oddity of Warda and Han's paper was Steven Salzberg, a professor of computer science at the University of Maryland, who blogged about it. That led to blog posts by Attila CordasLars Juhl Jensen and PZ Myers, and eventually to the editor of Proteomics requesting a withdrawal of the paper by the authors, who complied.

Interestingly, the request to withdraw was not based on the creationist claim, but on the fact that the bloggers had uncovered another problem with the paper that had escaped reviewer and referees: the entire body of the article by Warda and Han had been plagiarized from other, already published, sources! Apparently, their only original contributions were writing in really awful English and references to the soul and the mighty creator.

The moral of the story is that the much maligned blogosphere ("you know, anybody can write whatever they want, and nobody's checking") in this case clearly surpassed the official, academically sanctioned system of peer review. My hunch is that this isn't going to be the last time this happens, and that we are looking at the dawn of a new era of academic practice, when papers will be scrutinized by thousands of reviewers within a matter of hours of publication. If we can harness this tremendous intellectual power in a reasonably ordered fashion, we will make the next leap toward a truly worldwide community of scholars and authors.

Comments

Becky Jungbauer's picture
What a fascinating story, Massimo! While I don't have a better system than peer review at the moment, this episode unfortunately exposes the pitfalls and large gaps that exist in the system. I can't believe the entire body of the article was plagiarzed, yet got through Dunn and his reviewers, all the way to pre-pub. Either the reviewers were lazy, complicit, or not suited for their task. Should more reviewers be brought on board? Fewer papers published, to reduce the overwhelming workload?

Stellare's picture
Excellent discussion and education about peer review in general and its place in the new media. Exciting times ahead for academia. :-)

Hank's picture
the blogosphere can be a more effective guardian of scholarship than a small number of overworked editors and reviewers.

And this is a good thing.   In politics, the blogosphere is already an outstanding source of keeping it honest.   Any number of bloggers have tripped up big media reporters (and at least two photographers) with an agenda who have tried to get away with things.

In this case the intent wasn't malicious on the part of reviewers.    

I have not yet thought of a way to do legitimate mass peer review - it's a big topic and a big issue with a lot of complications.    But at some point I will come up with it.  I'd certainly put our audience and writers here up against anyone when it comes to broad knowledge that can ferret out suspect studies.

Stellare's picture
Nature is discussing scientific discussions of pre-published scientific work and actually encourages scientists to be more active in the blogosphere. http://www.nature.com/nature/journal/v457/n7233/full/4571058a.html

Hank's picture
Except they want to talk about why it's okay for their in-house bloggers to break their embargoes yet wrong if anyone else does it.   :)

Great thought-provoking article. The internet has revolutionized so many other aspects of life, I'm not sure how peer-review could remain unaffected. In the spirit of freedom & democracy, it decentralizes authority, which is actually a good thing, except for the few who are authority. It also diminishes overhead costs, incentivizing thru passion, not salary, so cost & quality aren't trade-offs.

Larry Arnold's picture
Wikipedia is all very fine, except for areas where there is a lot of controversy, because the constant re-editing reflects not the additive process of ever more refined review, but the corrosive effect of partisan editorship.

It is just so easy for a particular group to throw in their favourite theory, for instance the thimeserol causes autism hoohaa.

With the growth of blogging, everyone is free to post any kind of half baked idea, dressed up with the apparant gloss of scholarship, and enough cut and pasted citations, on a web site or blog and call it an academic paper. I have heard it called "Doctorate, school of Google" journalism. Therein lies the problem, gullible people will believe that anything that looks authentic it is authentic, which is why I think the process of peer review is still of importance. No matter that it is flawed.

The trouble today is the sheer preponderance of material out there. At one time one had to sift through bound volumes of abstracts for papers, and then hope the library had a hard copy of the journal itself, else wait while a photocopy was ordered.

Not that I would want to go back to those arcane ways,  but I do think the notion that everyone out there is a peer reviewer is likely to degrade the quality of research.

Personally I believe the way forward is in open access publishing, whilst still retaining the principles of peer review, because one does need a "gold standard" to measure all the dross by.

There is of course some excellent stuff out there as well, which might never reach an audience otherwise, If a paper is good, it is good, whether it has been through peer review or not, however it gets lost amongst the dross.

Just a small note to add: the comparison that Nature did of Wikipedia versus Britannica was a sloppy piece of work. http://www.theregister.co.uk/2006/03/23/britannica_wikipedia_nature_study/

Larry Arnold's picture
I suppose, if I wanted to be charitable to Wikipedia, I could say that it is a bit like your old high school science teacher.  He graduated way back, and doesn't keep up to date with the cutting edge by reading anything more scholarly than "New Scientist". However he is good enough for teaching high school science, but ask him anything slightly off the curriculum and he is likely to have to busk for an answer and fob you off with something that is not entirely true.

I think the most useful thing about Wikipedia is its immediacy, it is always the first thing that comes up in a search engine to settle an argument over a pub quiz, and I find it a useful starting point for references to follow up. The better the article, the better the citations.

I find that Wikipedia is a great starting place, particularly for references as well. The debate over who has more errors is mis-guided, regardless of either site's error-rate. I mean, to state the obvious, Wikipedia is free & it has phenomenally more visitors. Comparing to two websites to each other is like comparing gourmet caviar & wonder bread - they're both foods, but that's about it.

Internet surfers vote with their mice clicks, just as consumers vote w/their $. Ultimately, if Wikipedia had too many errors - and/or they were fundamental errors - then people would stop using it. If too many times you visit the site, & its errors end up screwing you over, maybe, by sending you down the wrong path, then you would stop going; the salience of such a negative experience is strong, & it wouldn't have to happen very often to very many people before the site would genuinely lose favor. Wikipedia's sustained growth is testament to the incredible demand for such a service. Error-rate is at best a curious after-thought.

I just harp on this point b/c I think it's typical of many of science's well-intended but mis-guided actions on the whole. As related to the theme of this article, accuracy is important, but at what cost? if you could only add articles to Wikipedia once every few years, & you had to pay to access it, it would border on useless, even if it was almost absolutely accurate. & yet, that's exactly what our peer-review system looks like.

Certainly there's some ultimate balance between factors like accuracy, usefulness, time it takes to be updated, price to the user, etc. But in modeling those variables, you don't need scientists to come in white-coats, proclaiming that if there are too many errors then the public *should* stop using this or that website for fear of the perpetuation of random myths & errors in their daily life (& yet you see that in critiques of websites w/medical advice). Rather, you simply need to watch & learn what people actually do. & judging by the latter, it's hard to understate how *phenomenal* & helpful Wikipedia actually is.

Fred Phillips's picture
Massimo, Elsevier (for whom I'm an editor) and I agree with you: The greatest amount of peer review comes after the article is published. This is the rationale behind their SciTopics product. Take a look at http://scitopics.com/about.jsp.

SciTopics specifically asks for overview articles that students and researchers entering a new field of inquiry can use in order to get oriented. Area editors invite or admit only expert authors. Area editors and authors moderate comments, and authors may revise their articles based on feedback from commenters. The commenters are of course the peers who are "reviewing" the article, and the review happens after publication rather than before.

I've benefited a great deal from traditional pre-publication peer review, and I'm not knocking it. But SciTopics seems like a good supplement to it. It serves the same "initial overview" function as Wikipedia, but with expert articles and controlled access, hopefully more reliable.

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